a Filcro Financial Staffing Company
Domestic & International Banking Executive Search
|Vice President or Director - AML / KYC Risk Control|
plus substantial bonus plus stock and other outstandingbenefits
Voted one of the best companies to work for in the world.
|Location||New York City, NY - U.S.A.|
|Summary||The Anti Money Laundering Unit is responsible for supporting the sales teams in both the U.S. and Latin America to ensure compliance with anti money laundering policies and regulations. The function supports due diligence, transaction monitoring and investigation related activities.|
|Duties||Oversees the AML Unit Heads
to ensure that KYC & TTM Policies are applied consistently across business
units, significant AML-related activities are performed timely (e.g., KYC
Specialist independent review/approval of KYC profiles) and issues (e.g.,
negative media on a client) are addressed appropriately, timely and escalated
as required. 45%
Reviews KYC profiles relating to public figures and policy exceptions (SOW & ownership) prior to submission to Compliance and the Market Region Heads for appropriateness, completeness and consistency purposes. Also approves all other KYC policy exceptions along with the GMM as well as the desensitization of accountholders. 15%
Works with Compliance and Legal Counsel on changes to AML regulations and Company policies for impact, applicability and tailoring to the Americas. Coordinates process changes as a result of regulatory/policy updates including the creation of procedures and training materials and the coordination of training sessions for the business and control functions. 10%
Identifies and/or coordinates the implementation of process improvements relating to KYC, transaction monitoring and AML investigations. Represents unit on AML Operating Group and Americas AML Committee to discuss recommendations, ensure resources are assigned to critical AML-related projects, appropriate implementation plans are in place, and improvements are implemented. 20%
Acts as interface for Americas with internal and external auditors and regulators including the submission of deliverables that are AML-related. Also, provides training to business and controls individuals. 10%
|This position entails dealing with individuals across the various sales organizations and Infrastructure to ensure that all AML activities are performed appropriately and timely. This position has greater significance since the staff provides independent review and approval of KYC profiles prior to client acceptance and transaction monitoring break reports and help support the business in complying with the regulations on a day-to-day basis.|
This search is being conducted exclusively by Filcro Media Staffing in New York City.
place or leave the words: "AML VP"
in the subject line of your e-mail, Thank you.